Legislation tested at the upcoming examination period

The Securities Commission hereby notifies the candidates wishing to sit for the examinations of a broker, investment advisers and portfolio managers that the September-October examination period is planned for the first week of October. For this examination period the candidates are expected to be familiar with the legislation currently in force.

To be specific, the future brokers will be tested in connection with the following laws:

Law on companies
Law on the capital market
Law on takeovers of joint stock companies
Law on open-ended investment funds
Law on alternative investment funds

On the other hand, future investment advisers and portfolio managers are required to know a bit more and therefore the legislation that will be tested includes in addition to the listed pieces of legislation the Law on voluntary pension funds and pension schemes.